Senior Compliance Officer, Remote

Advisors, operations, compliance and technology teams total roughly 1,300 people. Tidebridge manages assets for more than 200,000 clients through 120 offices. Most staff have been with the firm for more than eight years.

Looking for a Senior Compliance Officer, Remote who wants to stay somewhere for a while. Reports to the Chief Compliance Officer. This role prepares for regulatory exams and works directly with examiners. You can work from home anywhere in India. We have no office requirement. Normal working hours, Monday to Friday. Reliable internet and a power backup are a must.

Responsibilities:

• Train employees on annual compliance topics and new rules
• Vet new products, marketing materials and disclosures before launch
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Maintain the compliance risk assessment
• Write and update compliance policies and procedures
• Perform enhanced due diligence reviews on higher-risk accounts

What we're looking for:

• 5-7 years of compliance, audit or risk experience in banking or financial services
• Strong writing for policies, findings and board reports
• Sound judgment and the confidence to escalate

Pay and benefits:

• Health insurance for you and your family
• Provident fund
• Paid leave
• Internet reimbursement
• Gratuity

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Tidebridge.