Senior Compliance Officer

Regulatory oversight is constant, and the compliance department is one of the largest in the company. Founded in 1947, we now have 240 employees.

Overview

This is a backfill for a team member who moved to another team. Endo Asset Management needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. Remote, open to candidates across Japan. We keep meetings to a minimum and work mostly async.

What you'll do

Maintain the compliance risk assessment. Investigate customer complaints that raise compliance issues. Advise managers on regulatory questions in day-to-day operations. Vet new products, marketing materials and disclosures before launch. Report compliance metrics to the compliance committee and board.

Minimum qualifications

5+ years of compliance, audit or risk experience in banking or financial services. Organised, with a careful approach to documentation. Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators). Strong writing for policies, findings and board reports. Sound judgment and the confidence to escalate.

Preferred qualifications

Experience with fintech partnerships. CAMS or CRCM certification. Prior work as a bank examiner. Law degree.

Compensation: ¥5,800,000 - ¥7,500,000/year

Why work with us

Retirement allowance. Paid leave. Remote work allowed. Housing allowance. Flexible hours. Bonus twice a year.

We are reviewing applications as they arrive, so apply early.

Please submit your CV in English.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Endo Asset Management.