Senior Compliance Officer

Agents, brokers and direct customers all buy through our platforms, with policy administration on Guidewire. Catastrophe teams deploy adjusters within days of a major storm. We started in 1989 and have grown to about 490 people.

Overview:

Looking for a Senior Compliance Officer who wants to stay somewhere for a while. We want someone thorough who documents everything and is comfortable telling a business line no. Reports to the Chief Compliance Officer. Remote position. Most of the team is in Kandy, but nobody is required to come in. Monday to Friday, regular working hours, flexible start and finish. You will need a stable internet connection and a backup power source (UPS or inverter).

Duties:

• Review suspicious activity alerts and prepare SAR filings within deadlines
• Investigate customer complaints that raise compliance issues
• Advise managers on regulatory questions in day-to-day operations
• Write and update compliance policies and procedures
• Vet new products, marketing materials and disclosures before launch

What you need:

• 6+ years of compliance, audit or risk experience in banking or financial services
• Sound judgment and the confidence to escalate
• Strong writing for policies, findings and board reports
• Organised, with a careful approach to documentation
• Bachelor's degree in business, finance or a related field
• Comfortable training groups and presenting to committees

Preferred:

• Excel or SQL for transaction analysis
• Fair lending (HMDA, CRA) experience
• Law degree
• CAMS or CRCM certification

Pay: LKR 205,000 - LKR 260,000 per month

Why work with us:

• Flexible hours

Duration: 9 months. Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Hill Insurance Agency (Pvt) Ltd.