Senior Compliance Officer - Remote

A bit about us:

Most of the day-to-day work involves portfolio rebalancing, tax-loss harvesting and quarterly reviews. Clients pay a flat annual fee, and the firm takes no commissions. Dress is business casual, and suits come out for client meetings.

The role:

Looking for a Senior Compliance Officer - Remote who wants to stay somewhere for a while. Reports to the Chief Compliance Officer. Our team is spread across 9 countries. Headquarters is in Phoenix. This is a full-time remote role. We use an employer of record in Bangladesh, so you get a proper employment contract, not a freelance agreement. You will need at least 4 hours of overlap with US Central time. We talk mostly in Slack and hop on quick calls when something needs discussing.

Responsibilities:

• Vet new products, marketing materials and disclosures before launch.
• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Train employees on annual compliance topics and new rules.
• Perform enhanced due diligence reviews on higher-risk accounts.
• Maintain the compliance risk assessment.
• Coordinate regulatory exams and audit requests, and follow findings to closure.

About you:

• 7+ years of compliance, audit or risk experience in banking or financial services.
• Organised, with a careful approach to documentation.
• Strong writing for policies, findings and board reports.
• Sound judgment and the confidence to escalate.

Compensation and benefits:

Salary range: BDT 160,000-BDT 190,000 per month

• Company laptop.
• Annual team retreat.
• 24 days paid time off.
• Home office setup budget.

We will only contact shortlisted applicants.

Include your expected salary and earliest start date with your application.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at AGP Financial Inc..