Senior Compliance Officer (Regulatory)

Position summary

We're looking for a Senior Compliance Officer (Regulatory) to join our team. This is a remote role. This role prepares for regulatory exams and works directly with examiners. Remote position. Most of the team is in Vienna, but nobody is required to come in. We do not have many meetings. Most updates happen in writing. We use Slack, Notion and Google Meet. Cameras on for team calls.

Day to day

• Train employees on annual compliance topics and new rules.
• Track regulatory changes and assess their effect on products and processes.
• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Write and update compliance policies and procedures.
• Vet new products, marketing materials and disclosures before launch.

What we're looking for

• 7+ years of compliance, audit or risk experience in banking or financial services.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.
• Sound judgment and the confidence to escalate.

Perks and benefits

• Company pension scheme.
• Up to 3 days of home office per week.
• Meal allowance.
• Learning budget.

A bit about us

Everyone here is salaried. Nobody is paid on product sales. Planning is done in RightCapital and portfolios are managed in Orion.

Please submit your CV in English.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Beratung Maier.