Senior Compliance Officer

About us

We specialise in commercial insurance for contractors, trucking companies and restaurants. Customers get quotes from several carriers at once, and we handle renewals and policy changes. Founded in 1970, we now have 70 employees.

The position

We are backfilling a position after an internal move. We want someone thorough who documents everything and is comfortable telling a business line no. Fully remote. You can work from anywhere in India. You can set your own hours around a daily morning check-in.

Job duties

• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
• Test branch and lending processes against policy and regulation.
• Maintain the compliance risk assessment.
• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Investigate customer complaints that raise compliance issues.

What we're looking for

• 5+ years of compliance, audit or risk experience in banking or financial services.
• Organised, with a careful approach to documentation.
• Familiar with AML monitoring systems such as Verafin or Abrigo.
• Strong writing for policies, findings and board reports.

Pluses

• CAMS or CRCM certification.

What we offer

• Health insurance for you and your family.
• Provident fund.
• Paid leave.
• Learning budget.
• Gratuity.

Please submit your CV in English.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Pawar Assurance.