Senior Compliance Officer

The position:

NR Planning Group needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. Reports to the Chief Compliance Officer. Fully remote. You can work from anywhere in Australia. Few meetings, lots of written updates. We use Slack, Notion and Google Meet. Cameras on for team calls.

Essential duties and responsibilities:

• Track regulatory changes and assess their effect on products and processes
• Write and update compliance policies and procedures
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Advise managers on regulatory questions in day-to-day operations
• Investigate customer complaints that raise compliance issues
• Report compliance metrics to the compliance committee and board

Skills and experience:

• 6+ years of compliance, audit or risk experience in banking or financial services
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Working knowledge of BSA/AML, OFAC and consumer lending regulations

Compensation and benefits:

• Superannuation on top of salary
• 17.5% leave loading
• Above-award pay rates
• Flexible hours
• Employee assistance program
• Annual bonus

The company:

NR Planning Group is an independent wealth management firm advising families, business owners and retirees. Dress is business casual, and suits come out for client meetings.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at NR Planning Group Pty Ltd.