Senior Compliance Officer

Regulatory oversight is constant, and the compliance department is one of the largest in the company. We started in 1955 and have grown to about 420 people.

Looking for a Senior Compliance Officer who wants to stay somewhere for a while. Reports to the Chief Compliance Officer. Remote position. Most of the team is in Mumbai, but nobody is required to come in.

What you'll do:

• Maintain the compliance risk assessment
• Perform enhanced due diligence reviews on higher-risk accounts
• Investigate customer complaints that raise compliance issues
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID

What you'll need:

• 5+ years of compliance, audit or risk experience in banking or financial services
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Organised, with a careful approach to documentation

Preferred qualifications:

• Excel or SQL for transaction analysis
• Fair lending (HMDA, CRA) experience
• Law degree

Why work with us:

Pay: ₹11,50,000 to ₹15,50,000 pa

• Health insurance for you and your family
• Provident fund
• Paid leave
• Learning budget

The posting will close once we have a strong shortlist.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Nair Wealth Partners Pvt Ltd.