Senior Compliance Officer

Institutional clients include pension funds, endowments and insurance companies. Most staff have been with the firm for more than eight years.

Our team is growing and we are hiring a Senior Compliance Officer. We want someone thorough who documents everything and is comfortable telling a business line no. Reports to the Chief Compliance Officer. Our headquarters is in New York City, and about a third of the team works remotely from other countries. You will be employed through our employer-of-record partner in India, with a local contract and salary paid in Indian rupees. You will need at least 4 hours of overlap with US Eastern time. You get a company laptop and a headset before you start.

ESSENTIAL DUTIES AND RESPONSIBILITIES

• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Vet new products, marketing materials and disclosures before launch.
• Train employees on annual compliance topics and new rules.
• Test branch and lending processes against policy and regulation.
• Maintain the compliance risk assessment.
• Write and update compliance policies and procedures.
• Advise managers on regulatory questions in day-to-day operations.
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.

ABOUT YOU

• 5-7 years of compliance, audit or risk experience in banking or financial services.
• Comfortable training groups and presenting to committees.
• Organised, with a careful approach to documentation.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.

COMPENSATION AND BENEFITS

Salary range: ₹21.5-26 LPA

• Paid parental leave.
• Health insurance through our employer-of-record partner.
• Company laptop.
• 20 days paid time off.
• Co-working space stipend.

We may close the role early, so do not wait too long to apply.

Candidates must be eligible to work in India.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Hill Country Advisors.