Senior Compliance Officer

Institutional clients include pension funds, endowments and insurance companies. Most staff have been with the firm for more than eight years.

Hill Country Advisors is looking for a Senior Compliance Officer to join a small, steady team. This role prepares for regulatory exams and works directly with examiners. Our headquarters is in New York City, and about a third of the team works remotely from other countries. We hire in Greece through an employer of record, so this is a regular full-time job with local payroll and statutory benefits. Core hours are 9:00 AM to 1:00 PM US Eastern. Most communication happens in Slack, with short video calls when needed.

Responsibilities

• Vet new products, marketing materials and disclosures before launch
• Investigate customer complaints that raise compliance issues
• Review suspicious activity alerts and prepare SAR filings within deadlines
• Test branch and lending processes against policy and regulation
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Write and update compliance policies and procedures

About you

• 5+ years of compliance, audit or risk experience in banking or financial services
• Comfortable training groups and presenting to committees
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Bachelor's degree in business, finance or a related field
• Sound judgment and the confidence to escalate
• Strong writing for policies, findings and board reports

What we offer

• Two weeks of paid leave at year end
• Annual learning budget
• Home office setup budget
• Company laptop
• Wellness allowance
• Performance bonus
• Health insurance through our employer-of-record partner

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Hill Country Advisors.