Senior Compliance Officer

Company overview:

Institutional clients include pension funds, endowments and insurance companies. Most staff have been with the firm for more than eight years.

Position summary:

Hill Country Advisors has an opening for a Senior Compliance Officer. We want someone thorough who documents everything and is comfortable telling a business line no. You will be employed through our employer-of-record partner in Canada, with a local contract and salary paid in local currency. Expect to work a schedule that overlaps with US Eastern business hours until about noon ET.

Key responsibilities:

• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
• Write and update compliance policies and procedures.
• Test branch and lending processes against policy and regulation.
• Maintain the compliance risk assessment.
• Train employees on annual compliance topics and new rules.
• Advise managers on regulatory questions in day-to-day operations.
• Report compliance metrics to the compliance committee and board.
• Investigate customer complaints that raise compliance issues.

Who you are:

• 5+ years of compliance, audit or risk experience in banking or financial services.
• Strong writing for policies, findings and board reports.
• Comfortable training groups and presenting to committees.
• Organized, with a careful approach to documentation.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)

Preferred:

• CAMS or CRCM certification.
• Experience with fintech partnerships.
• Prior work as a bank examiner.

What we offer:

Salary range: $105,000 - $136,000 a year

• Home office setup budget.
• Health insurance through our employer-of-record partner.
• Annual team retreat.
• Performance bonus.
• Two weeks of paid leave at year end.

Please include a short note on why this role interests you.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Hill Country Advisors.