Senior Compliance Officer

Fairview Insurance is a family-owned agency with 3 people in a storefront on Main Street.

Job summary:

The Senior Compliance Officer monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. Remote within the US. The team meets in New York City once a quarter, travel covered. Hours are flexible, with one short team call each morning.

Your responsibilities:

• Perform enhanced due diligence reviews on higher-risk accounts
• Investigate customer complaints that raise compliance issues
• Train employees on annual compliance topics and new rules
• Report compliance metrics to the compliance committee and board
• Write and update compliance policies and procedures
• Maintain the compliance risk assessment
• Track regulatory changes and assess their effect on products and processes

What you'll need:

• 5-7 years of compliance, audit or risk experience in banking or financial services
• Comfortable training groups and presenting to committees
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Bachelor's degree in business, finance or a related field

Benefits:

$118,000 - $140,000/year

• Medical, dental and vision insurance
• 401(k) with a 100% match up to 5%
• Three weeks of PTO to start
• Employee assistance program
• Referral program

No agencies or third-party recruiters, please.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Fairview Insurance LLC.