Senior Compliance Officer

Who we are

Our advisors handle retirement planning, investment management and estate coordination for about 900 households. Most of the day-to-day work involves portfolio rebalancing, tax-loss harvesting and quarterly reviews.

Ene Consultanță is looking for a Senior Compliance Officer to join a small, steady team. This role prepares for regulatory exams and works directly with examiners. You can work from home anywhere in Romania. We have no office requirement. Most of our work is async, and meetings are kept short. We ship you a laptop and accessories before your first day.

Duties

• Track regulatory changes and assess their effect on products and processes.
• Report compliance metrics to the compliance committee and board.
• Perform enhanced due diligence reviews on higher-risk accounts.
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.

Requirements

• 5+ years of compliance, audit or risk experience in banking or financial services.
• Bachelor's degree in business, finance or a related field.
• Comfortable training groups and presenting to committees.

Perks and benefits

• Private medical care.
• Training budget.
• Language courses.
• Multisport card.
• Meal vouchers.
• Annual bonus.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Ene Consultanță.