Compliance Officer

A bit about us

Small business owners and physicians make up a large share of the client list. Quarter-end is busy, and everyone helps with client review prep.

This is a new role. The team has doubled in size over the past year. WK Investment Partners needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. You will join as an independent contractor on a long-term agreement. Payment is monthly in USD. Expect to work a schedule that overlaps with US Eastern business hours until about noon ET.

Essential duties and responsibilities

• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Test branch and lending processes against policy and regulation.
• Vet new products, marketing materials and disclosures before launch.
• Track regulatory changes and assess their effect on products and processes.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Write and update compliance policies and procedures.
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.

You'll need

• 3+ years of compliance, audit or risk experience in banking or financial services.
• Familiar with AML monitoring systems such as Verafin or Abrigo.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Sound judgment and the confidence to escalate.
• Comfortable training groups and presenting to committees.
• Bachelor's degree in business, finance or a related field.

Perks and benefits

Salary: $2,000 - $2,400 per month

• Long-term engagement.
• Annual rate review.
• Paid time off.

Candidates must be eligible to work in India.

Duration: 6 months. Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at WK Investment Partners.