Compliance Officer

Waltham Planning Group manages assets for more than 200,000 clients through 120 offices. Since 1926, the firm has grown through acquisitions of independent advisory practices. We started in 1926 and have grown to about 107,800 people.

Role overview:

Our team is growing and we are hiring a Compliance Officer. We want someone thorough who documents everything and is comfortable telling a business line no. Contract role, full-time hours, paid in USD at the end of each month. Expect to work a schedule that overlaps with US Eastern business hours until about noon ET.

Main duties:

• Review suspicious activity alerts and prepare SAR filings within deadlines
• Investigate customer complaints that raise compliance issues
• Perform enhanced due diligence reviews on higher-risk accounts
• Train employees on annual compliance topics and new rules
• Advise managers on regulatory questions in day-to-day operations
• Write and update compliance policies and procedures
• Test branch and lending processes against policy and regulation

Required qualifications:

• 2+ years of compliance, audit or risk experience in banking or financial services
• Bachelor's degree in business, finance or a related field
• Comfortable training groups and presenting to committees
• Organised, with a careful approach to documentation
• Working knowledge of BSA/AML, OFAC and consumer lending regulations

Nice to have:

• Law degree
• Fair lending (HMDA, CRA) experience
• Excel or SQL for transaction analysis
• CAMS or CRCM certification

Salary range: $3,200 to $3,800 monthly

Benefits:

• Monthly internet allowance
• Long-term engagement
• Company laptop
• Paid in USD

Candidates must be eligible to work in Argentina.

Shortlisted candidates will hear from us within two weeks.

Duration: 6 months. Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Waltham Planning Group, Inc..