Compliance Officer

Company overview:

Advisors, operations, compliance and technology teams total roughly 1,300 people. Tidebridge manages assets for more than 200,000 clients through 120 offices. Most staff have been with the firm for more than eight years.

Overview:

Our team is growing and we are hiring a Compliance Officer. This role prepares for regulatory exams and works directly with examiners. Fully remote. You can work from anywhere in India. Most of our work is async, and meetings are kept short. Most communication happens in Slack, with short video calls when needed.

Day to day:

• Review suspicious activity alerts and prepare SAR filings within deadlines
• Write and update compliance policies and procedures
• Maintain the compliance risk assessment
• Perform enhanced due diligence reviews on higher-risk accounts
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Track regulatory changes and assess their effect on products and processes

Minimum qualifications:

• 3+ years of compliance, audit or risk experience in banking or financial services
• Comfortable training groups and presenting to committees
• Organised, with a careful approach to documentation

What we offer:

Salary: ₹9,50,000 - ₹12,50,000 per annum

• Health insurance for you and your family
• Provident fund
• Paid leave
• Flexible hours
• Group term life insurance
• Learning budget

We are reviewing applications as they arrive, so apply early.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Tidebridge.