Compliance Officer

About us:

Advisors, operations, compliance and technology teams total roughly 1,300 people. Tidebridge manages assets for more than 200,000 clients through 120 offices. Most staff have been with the firm for more than eight years.

Position summary:

We are backfilling a position after an internal move. This role prepares for regulatory exams and works directly with examiners. We want someone thorough who documents everything and is comfortable telling a business line no. You can work from home anywhere in India. We have no office requirement. Normal working hours, Monday to Friday. Reliable internet and a power backup are a must.

What you'll do:

• Train employees on annual compliance topics and new rules
• Test branch and lending processes against policy and regulation
• Vet new products, marketing materials and disclosures before launch
• Investigate customer complaints that raise compliance issues
• Maintain the compliance risk assessment
• Perform enhanced due diligence reviews on higher-risk accounts
• Report compliance metrics to the compliance committee and board
• Track regulatory changes and assess their effect on products and processes

About you:

• Organised, with a careful approach to documentation
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Sound judgment and the confidence to escalate

Preferred:

• Law degree

Perks and benefits:

Salary range: ₹9,00,000 to ₹12,00,000 per annum

• Health insurance for you and your family
• Provident fund
• Paid leave
• Learning budget
• Flexible hours
• Internet reimbursement

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Tidebridge.