Compliance Officer

About the job

RL Wealth Management is an independent wealth management firm advising families, business owners and retirees. We're looking for a Compliance Officer to join our team. This is a remote role. This role prepares for regulatory exams and works directly with examiners. Our team is spread across 17 countries. Headquarters is in Cardiff. This is a full-time remote role. We use an employer of record in the US, so you get a proper employment contract, not a freelance agreement. Core hours are 10:00 AM to 4:00 PM UK time. You need a reliable internet connection and somewhere quiet to work.

Report compliance metrics to the compliance committee and board.
Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
Perform enhanced due diligence reviews on higher-risk accounts.
Write and update compliance policies and procedures.

Minimum qualifications

2+ years of compliance, audit or risk experience in banking or financial services.
Organized, with a careful approach to documentation.

The base pay range for this position is $79,000 - $99,000/year. Actual pay depends on experience, skills and location.

We offer public holidays observed per your country, health insurance through our employer-of-record partner, wellness allowance, monthly internet allowance, annual salary review and co-working space stipend.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at RL Wealth Management.