Compliance Officer - Remote

Institutional clients include pension funds, endowments and insurance companies. Regulatory oversight is constant, and the compliance department is one of the largest in the company. Family owned and operated since 1976. The office closes early the day before major holidays.

Role overview:

The Compliance Officer - Remote monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches.

Duties:

• Test branch and lending processes against policy and regulation
• Track regulatory changes and assess their effect on products and processes
• Train employees on annual compliance topics and new rules
• Investigate customer complaints that raise compliance issues
• Perform enhanced due diligence reviews on higher-risk accounts

Qualifications:

• 2+ years of compliance, audit or risk experience in banking or financial services
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Strong writing for policies, findings and board reports
• Organised, with a careful approach to documentation
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Comfortable training groups and presenting to committees

Preferred:

• Experience with fintech partnerships
• CAMS or CRCM certification
• Fair lending (HMDA, CRA) experience

Pay: ₹9,00,000 to ₹12,00,000 pa

Benefits:

• Health insurance for you and your family
• Provident fund
• Paid leave
• Internet reimbursement
• Group term life insurance
• Flexible hours
• Gratuity

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Indore Wealth Management.