Compliance Officer, Regulatory - Remote

Our lending business funds equipment, vehicles and working capital for small and mid-sized companies across the US. Headquartered in Lawton, the company runs operations centers in Oklahoma and two other locations.

The role

This role prepares for regulatory exams and works directly with examiners. The Compliance Officer, Regulatory - Remote monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches.

What you'll be doing

• Coordinate regulatory exams and audit requests, and follow findings to closure
• Write and update compliance policies and procedures
• Train employees on annual compliance topics and new rules
• Review suspicious activity alerts and prepare SAR filings within deadlines
• Perform enhanced due diligence reviews on higher-risk accounts
• Investigate customer complaints that raise compliance issues

Required qualifications

• 3-5 years of compliance, audit or risk experience in banking or financial services
• Comfortable training groups and presenting to committees
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Strong writing for policies, findings and board reports
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Organized, with a careful approach to documentation

Preferred qualifications

• Experience with fintech partnerships
• Excel or SQL for transaction analysis

Compensation: $94,000 - $113,000 a year

Compensation and benefits

• Medical, dental and vision insurance
• 401(k) with company match
• Paid sick leave
• Dental insurance
• Flexible spending account
• Gym membership reimbursement

We are an equal opportunity employer. If you need an accommodation during the application process, let us know.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Rolling Hills Capital.