Compliance Officer

Commercial lines, personal lines and specialty programs are run as separate business units.

Overview:

Prescott Insurance is hiring a Compliance Officer to work remotely from India. This role prepares for regulatory exams and works directly with examiners. Remote position. Most of the team is in New Delhi, but nobody is required to come in. Few meetings, lots of written updates. Please make sure you have dependable internet and backup power.

Key responsibilities:

• Test branch and lending processes against policy and regulation.
• Advise managers on regulatory questions in day-to-day operations.
• Vet new products, marketing materials and disclosures before launch.
• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Train employees on annual compliance topics and new rules.
• Coordinate regulatory exams and audit requests, and follow findings to closure.

Qualifications:

• 3-5 years of compliance, audit or risk experience in banking or financial services.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Strong writing for policies, findings and board reports.
• Bachelor's degree in business, finance or a related field.

Preferred:

• Law degree.
• CAMS or CRCM certification.

₹11,00,000 - ₹13,00,000 per year

Why work with us:

• Health insurance for you and your family.
• Provident fund.
• Paid leave.
• Flexible hours.
• Gratuity.
• Meal coupons.

We may close this posting early once we have enough applications.

Let us know your current notice period and salary expectations.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Prescott Insurance Ltd.