Compliance Officer

Job Title: Compliance Officer

Location: Remote (Australia)

Salary: $96,000-$127,000 per annum

Hours: 39 hours per week

Contract: Permanent, full-time

NR Planning Group is an independent wealth management firm advising families, business owners and retirees. Dress is business casual, and suits come out for client meetings.

The role

Reports to the Chief Compliance Officer. Remote, open to candidates across Australia. Normal working hours, Monday to Friday.

Job duties

• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
• Vet new products, marketing materials and disclosures before launch.
• Investigate customer complaints that raise compliance issues.
• Report compliance metrics to the compliance committee and board.
• Train employees on annual compliance topics and new rules.
• Write and update compliance policies and procedures.

Required qualifications

• 3+ years of compliance, audit or risk experience in banking or financial services.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Strong writing for policies, findings and board reports.
• Sound judgment and the confidence to escalate.

Why work with us

• Superannuation on top of salary.
• 17.5% leave loading.
• Flexible hours.
• Employee assistance program.

Aboriginal and Torres Strait Islander people are encouraged to apply.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at NR Planning Group Pty Ltd.