Compliance Officer

This role opened up after a team member moved internally. Reports to the Chief Compliance Officer. You can work from home anywhere in the UAE. We have no office requirement. Normal business hours, Monday to Friday, with some flexibility. We use Slack, Notion and Google Meet. Cameras on for team calls.

Duties:

• Investigate customer complaints that raise compliance issues.
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Track regulatory changes and assess their effect on products and processes.
• Report compliance metrics to the compliance committee and board.
• Vet new products, marketing materials and disclosures before launch.
• Perform enhanced due diligence reviews on higher-risk accounts.
• Test branch and lending processes against policy and regulation.

What you'll need:

• 3+ years of compliance, audit or risk experience in banking or financial services.
• Organised, with a careful approach to documentation.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.
• Familiar with AML monitoring systems such as Verafin or Abrigo.
• Bachelor's degree in business, finance or a related field.

What we offer:

Compensation: AED 19,500 - AED 24,000/month

• Medical insurance.
• 30 days annual leave.
• Annual bonus.

The company:

Clients pay a flat annual fee, and the firm takes no commissions. Mathew Consultants is an independent wealth management firm advising families, business owners and retirees.

Shortlisted candidates will hear from us within two weeks.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Mathew Consultants.