Compliance Officer

Overview:

Reports to the Chief Compliance Officer. We engage team members in India as full-time contractors. Most of our contractors have been with us for more than two years. You will need at least 4 hours of overlap with US Central time. Please make sure you have a quiet place to work and a solid internet connection.

Key responsibilities:

• Investigate customer complaints that raise compliance issues.
• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
• Perform enhanced due diligence reviews on higher-risk accounts.
• Coordinate regulatory exams and audit requests, and follow findings to closure.

Qualifications:

• 2+ years of compliance, audit or risk experience in banking or financial services.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Familiar with AML monitoring systems such as Verafin or Abrigo.

Nice to have:

• CAMS or CRCM certification.
• Prior work as a bank examiner.
• Experience with fintech partnerships.

Pay and benefits:

Compensation: $1,750 to $2,050 per month

• Monthly internet allowance.
• Paid time off.
• Monthly payments via wire transfer or Wise.

Company overview:

Everyone here is salaried. Nobody is paid on product sales. We know our clients well, often three generations of the same family. Still family owned, 51 years on.

We will only contact shortlisted applicants.

Duration: 12 months. Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at LP Planning Group LLC.