Compliance Officer

We process billions of card transactions a year for merchants, banks and software platforms. Founded in 1971, we now have 940 employees. Quarter-end is busy, and everyone helps with client review prep.

Position summary:

This is a newly created position. The Compliance Officer monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. The company is based in London, the UK. The team is distributed across several countries. We hire in India through an employer of record, so this is a regular full-time job with local payroll and statutory benefits. Working hours overlap with UK business hours. Equipment is provided, including a laptop.

Duties:

• Perform enhanced due diligence reviews on higher-risk accounts
• Investigate customer complaints that raise compliance issues
• Write and update compliance policies and procedures
• Maintain the compliance risk assessment
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID

Required qualifications:

• Sound judgment and the confidence to escalate
• Bachelor's degree in business, finance or a related field
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Strong writing for policies, findings and board reports

Preferred:

• Prior work as a bank examiner
• Law degree
• Excel or SQL for transaction analysis

Why work with us:

• Performance bonus
• Public holidays observed per your country
• Paid sick days
• Annual learning budget

We will only contact shortlisted applicants.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Lindenmill Planning Group Ltd.