Compliance Officer

Institutional clients include pension funds, endowments and insurance companies. Regulatory oversight is constant, and the compliance department is one of the largest in the company. Family owned and operated since 1976. The office closes early the day before major holidays.

The position

Looking for a Compliance Officer who wants to stay somewhere for a while. This role prepares for regulatory exams and works directly with examiners. You can work from home anywhere in India. We have no office requirement.

Responsibilities

• Train employees on annual compliance topics and new rules
• Report compliance metrics to the compliance committee and board
• Perform enhanced due diligence reviews on higher-risk accounts
• Vet new products, marketing materials and disclosures before launch
• Investigate customer complaints that raise compliance issues
• Test branch and lending processes against policy and regulation

Minimum qualifications

• 2+ years of compliance, audit or risk experience in banking or financial services
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Organised, with a careful approach to documentation
• Comfortable training groups and presenting to committees

Preferred qualifications

• Law degree
• Excel or SQL for transaction analysis
• Prior work as a bank examiner
• CAMS or CRCM certification

Salary range: ₹9,50,000 - ₹12,00,000 per year

Why work with us

• Health insurance for you and your family
• Provident fund
• Paid leave
• Meal coupons

We look at every application, usually within a week.

Tell us your notice period and what salary you are looking for.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Indore Wealth Management.