Compliance Officer

Institutional clients include pension funds, endowments and insurance companies. Most staff have been with the firm for more than eight years.

Position summary:

Our team is growing and we are hiring a Compliance Officer. We want someone thorough who documents everything and is comfortable telling a business line no. Our headquarters is in New York City, and about a third of the team works remotely from other countries. Employment is through our payroll partner in India. Salary is paid monthly in Indian rupees. You will need at least 4 hours of overlap with US Eastern time. We use Slack, Notion and Google Meet. Cameras on for team calls.

What you'll do:

• Test branch and lending processes against policy and regulation
• Track regulatory changes and assess their effect on products and processes
• Investigate customer complaints that raise compliance issues
• Report compliance metrics to the compliance committee and board
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID

What you need:

• 3+ years of compliance, audit or risk experience in banking or financial services
• Strong writing for policies, findings and board reports
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Bachelor's degree in business, finance or a related field

Nice to have:

• Fair lending (HMDA, CRA) experience
• Excel or SQL for transaction analysis
• Prior work as a bank examiner

Salary range: ₹20,00,000 - ₹23,50,000 per annum

Compensation and benefits:

• Monthly internet allowance
• Two weeks of paid leave at year end
• Co-working space stipend
• Paid sick days

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Hill Country Advisors.