Compliance Officer

Institutional clients include pension funds, endowments and insurance companies. Most staff have been with the firm for more than eight years.

Job summary

Reports to the Chief Compliance Officer. Hill Country Advisors needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. The company is based in New York City, the US. The team is distributed across several countries. This is a long-term contractor role, paid monthly in USD. Expect to work a schedule that overlaps with US Eastern business hours until about noon ET. Good written English matters here, since most updates are written.

Duties

• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Perform enhanced due diligence reviews on higher-risk accounts.
• Train employees on annual compliance topics and new rules.
• Write and update compliance policies and procedures.
• Report compliance metrics to the compliance committee and board.
• Investigate customer complaints that raise compliance issues.
• Advise managers on regulatory questions in day-to-day operations.

What you need

• 2-4 years of compliance, audit or risk experience in banking or financial services.
• Comfortable training groups and presenting to committees.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.
• Familiar with AML monitoring systems such as Verafin or Abrigo.
• Strong writing for policies, findings and board reports.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)

Preferred qualifications

• Experience with fintech partnerships.
• Law degree.

Salary: $1,550-$2,050/month

What we offer

• Monthly internet allowance.
• Long-term engagement.
• Company laptop.
• Paid in USD.

We may close the role early, so do not wait too long to apply.

Candidates must be eligible to work in India.

Duration: 3 months. Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Hill Country Advisors.