Compliance Officer

A bit about us:

Our lending business funds equipment, vehicles and working capital for small and mid-sized companies across the US. Headquartered in Houston, the company runs operations centers in Texas and two other locations. Founded in 2011, we now have 340 employees. Compliance reviews outgoing client email, so expect to write carefully.

We are adding a Compliance Officer to our Compliance team. We want someone thorough who documents everything and is comfortable telling a business line no. This role prepares for regulatory exams and works directly with examiners. Remote position. Most of the team is in Houston, but nobody is required to come in. Normal working hours, Monday to Friday.

What you'll do:

• Review suspicious activity alerts and prepare SAR filings within deadlines
• Advise managers on regulatory questions in day-to-day operations
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Train employees on annual compliance topics and new rules

About you:

• 3+ years of compliance, audit or risk experience in banking or financial services
• Sound judgment and the confidence to escalate
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)

Why work with us:

Pay range: $90,000 - $106,000/year. Final offer will depend on experience.

• Medical, dental and vision insurance
• 401(k) with 4% match
• Paid time off
• 401(k) with a 100% match up to 5%
• Short- and long-term disability
• Employee discount
• Profit sharing

GKN Lending provides equal employment opportunities to all employees and applicants.

Please include a short note on why this role interests you.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at GKN Lending Inc..