Compliance Officer

Advisors, operations, compliance and technology teams total roughly 800 people.

We are creating this position because the workload has grown. Fox Valley Planning Group needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. This is a full-time remote role. We use an employer of record in India, so you get a proper employment contract, not a freelance agreement. Expect to work a schedule that overlaps with US Eastern business hours until about noon ET.

In this role you will:

• Maintain the compliance risk assessment
• Write and update compliance policies and procedures
• Test branch and lending processes against policy and regulation
• Perform enhanced due diligence reviews on higher-risk accounts
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Advise managers on regulatory questions in day-to-day operations
• Review suspicious activity alerts and prepare SAR filings within deadlines

About you:

• 3+ years of compliance, audit or risk experience in banking or financial services
• Organised, with a careful approach to documentation
• Strong writing for policies, findings and board reports
• Bachelor's degree in business, finance or a related field

Why work with us:

₹17,50,000 - ₹22,00,000 per annum

• Annual learning budget
• Co-working space stipend
• Monthly internet allowance
• Company laptop
• Annual team retreat
• Public holidays observed per your country
• Health insurance through our employer-of-record partner

Candidates must be eligible to work in India.

We may close this posting early once we have enough applications.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Fox Valley Planning Group.