Compliance Officer

The position

The Compliance Officer monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. Our team is spread across 14 countries. Headquarters is in Providence. This is a long-term contractor role, paid monthly in USD. Core hours are 9:00 AM to 1:00 PM US Eastern. Please make sure you have dependable internet and backup power.

Main duties

• Investigate customer complaints that raise compliance issues
• Review suspicious activity alerts and prepare SAR filings within deadlines
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Perform enhanced due diligence reviews on higher-risk accounts
• Advise managers on regulatory questions in day-to-day operations
• Report compliance metrics to the compliance committee and board
• Maintain the compliance risk assessment

Minimum qualifications

• 2+ years of compliance, audit or risk experience in banking or financial services
• Sound judgment and the confidence to escalate
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Strong writing for policies, findings and board reports

What you get

Pay: $1,650 - $2,200/month

• Company laptop
• Paid in USD

About us

Mortgage brokers in Rhode Island send us loans to underwrite, close and fund. The office closes early the day before major holidays.

Please submit your CV in English.

Duration: 9 months. Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Culvert Wealth Management.