Compliance Officer (Consumer Compliance)

Frontier Asset Management is a fee-only advisory practice with two advisors, a paraplanner and an office manager. Frontier Asset Management has an opening for a Compliance Officer (Consumer Compliance). We want someone thorough who documents everything and is comfortable telling a business line no. This role is fully remote within the US. Weekday working hours, with room to shift your day when needed.

The job includes: coordinate regulatory exams and audit requests, and follow findings to closure; vet new products, marketing materials and disclosures before launch; monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.

What we're looking for

• 3+ years of compliance, audit or risk experience in banking or financial services
• Organized, with a careful approach to documentation

Salary: $92,000 - $109,000 per year

We offer referral program, professional development budget, gym membership reimbursement and paid sick leave.

Start dates are flexible, usually within a few weeks of an offer.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Frontier Asset Management, LLC.