Compliance Officer

Our lending business funds equipment, vehicles and working capital for small and mid-sized companies across Canada. Coastal Wealth Management manages assets for more than 200,000 clients through 120 offices. Dress is business casual, and suits come out for client meetings.

Position summary:

We are adding headcount to this team, so this is a new seat. The Compliance Officer monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. We want someone thorough who documents everything and is comfortable telling a business line no. This is a full-time remote role. We use an employer of record in India, so you get a proper employment contract, not a freelance agreement. Expect to work a schedule that overlaps with US Eastern business hours until about noon ET.

Your responsibilities:

Test branch and lending processes against policy and regulation. Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID. Track regulatory changes and assess their effect on products and processes. Report compliance metrics to the compliance committee and board. Perform enhanced due diligence reviews on higher-risk accounts.

What you need:

3+ years of compliance, audit or risk experience in banking or financial services. Comfortable training groups and presenting to committees. Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators). Sound judgment and the confidence to escalate.

₹21,00,000 - ₹27,50,000 pa

Why work with us:

Home office setup budget. Annual team retreat. Annual salary review. Annual learning budget. Paid sick days. Public holidays observed per your country.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Coastal Wealth Management Ltd..