Compliance Officer

We serve more than two million consumer, small business and commercial clients. Digital adoption is high, and over 70 percent of transactions now happen on mobile.

Job summary:

Reports to the Chief Compliance Officer. Our team is spread across 17 countries. Headquarters is in Bern. You will be employed through our employer-of-record partner in India, with a local contract and salary paid in Indian rupees. Core hours are 10:00 to 15:00 CET. Day-to-day communication is in Slack and Google Meet.

Essential duties and responsibilities:

• Advise managers on regulatory questions in day-to-day operations
• Investigate customer complaints that raise compliance issues
• Vet new products, marketing materials and disclosures before launch
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID

Minimum qualifications:

• 3+ years of compliance, audit or risk experience in banking or financial services
• Sound judgment and the confidence to escalate
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Bachelor's degree in business, finance or a related field
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Organised, with a careful approach to documentation

Preferred:

• Experience with fintech partnerships
• Excel or SQL for transaction analysis
• Prior work as a bank examiner
• Fair lending (HMDA, CRA) experience

Pay: ₹21.5-25 LPA

Why work with us:

• Paid parental leave
• Co-working space stipend
• Health insurance through our employer-of-record partner
• Company laptop
• Performance bonus
• 20 days paid time off
• Paid sick days

We will only contact shortlisted applicants.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Clayside Financial AG.