Compliance Officer

Since 2003, the firm has grown through acquisitions of independent advisory practices. Regulatory oversight is constant, and the compliance department is one of the largest in the company. Founded in 2003, we now have 1,600 employees. Quarter-end is busy, and everyone helps with client review prep.

The position

This is a new position created as the team has grown over the last year. The Compliance Officer monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. You will be employed through our employer-of-record partner in India, with a local contract and salary paid in Indian rupees. Expect to work a schedule that overlaps with US Eastern business hours until about noon ET.

Essential duties and responsibilities

• Investigate customer complaints that raise compliance issues.
• Track regulatory changes and assess their effect on products and processes.
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Write and update compliance policies and procedures.
• Report compliance metrics to the compliance committee and board.
• Maintain the compliance risk assessment.

Required qualifications

• 3-5 years of compliance, audit or risk experience in banking or financial services.
• Strong writing for policies, findings and board reports.
• Organised, with a careful approach to documentation.
• Sound judgment and the confidence to escalate.

Salary range: ₹23.5-28.5 LPA

What we offer

• Co-working space stipend.
• Annual learning budget.
• Annual team retreat.
• Flexible hours.
• Home office setup budget.
• Wellness allowance.
• 24 days paid time off.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Clarke Wealth Partners.