Compliance Officer

A bit about us:

From an office in Mississauga, Caron Wealth Management runs payment processing for property managers and HOAs. Dress is business casual, and suits come out for client meetings.

The position:

Caron Wealth Management is looking for a Compliance Officer to join a small, steady team. This role prepares for regulatory exams and works directly with examiners. We are headquartered in Mississauga and have been hiring remotely since 2020. You will join as an independent contractor on a long-term agreement. Payment is monthly in USD. You will need at least 4 hours of overlap with US Eastern time. Please make sure you have dependable internet and backup power.

Key responsibilities:

• Vet new products, marketing materials and disclosures before launch.
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
• Test branch and lending processes against policy and regulation.
• Train employees on annual compliance topics and new rules.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Advise managers on regulatory questions in day-to-day operations.

Requirements:

• 3+ years of compliance, audit or risk experience in banking or financial services.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Comfortable training groups and presenting to committees.
• Sound judgment and the confidence to escalate.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.

Perks and benefits:

• Paid in USD.
• Flexible hours.
• Company laptop.
• Monthly payments via wire transfer or Wise.

Duration: 9 months. Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Caron Wealth Management Inc..