Compliance Officer

Job Title: Compliance Officer

Location: Sydney (Hybrid)

Salary: $98,000 - $130,000 per annum + benefits

Hours: Monday to Friday, 8:30am to 5pm

Contract: Contract

From an office in Sydney, Canalwell Advisors runs payment processing for property managers and HOAs. Our advisors handle retirement planning, investment management and estate coordination for about 900 households.

Role overview

The Compliance Officer monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. This role prepares for regulatory exams and works directly with examiners. Hybrid: two days in the office in Sydney, the rest from home.

Responsibilities

• Perform enhanced due diligence reviews on higher-risk accounts.
• Test branch and lending processes against policy and regulation.
• Report compliance metrics to the compliance committee and board.
• Coordinate regulatory exams and audit requests, and follow findings to closure.
• Maintain the compliance risk assessment.
• Investigate customer complaints that raise compliance issues.
• Train employees on annual compliance topics and new rules.

Who you are

• 2-4 years of compliance, audit or risk experience in banking or financial services.
• Familiar with AML monitoring systems such as Verafin or Abrigo.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.
• Comfortable training groups and presenting to committees.
• Sound judgment and the confidence to escalate.

Perks and benefits

• Flexible hours.
• Hybrid working.

You must have full working rights in Australia.

Shortlisting will begin immediately.

Duration: 3 months. Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Canalwell Advisors Pty Ltd.