Compliance Officer

Small business owners and physicians make up a large share of the client list. Bear Creek Wealth Management is a fee-only advisory practice with two advisors, a paraplanner and an office manager. Licensing exams (SIE, Series 7, Series 66) are paid for, with study time during work hours.

Bear Creek Wealth Management has an opening for a Compliance Officer. This role prepares for regulatory exams and works directly with examiners. This is a long-term contractor role, paid monthly in USD. Core hours overlap with US Central time, 9:00 AM to 1:00 PM CT. Please make sure you have dependable internet and backup power.

Day to day:

• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID.
• Track regulatory changes and assess their effect on products and processes.
• Report compliance metrics to the compliance committee and board.
• Write and update compliance policies and procedures.
• Coordinate regulatory exams and audit requests, and follow findings to closure.

Qualifications:

• 2-4 years of compliance, audit or risk experience in banking or financial services.
• Bachelor's degree in business, finance or a related field.
• Comfortable training groups and presenting to committees.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.
• Strong writing for policies, findings and board reports.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)

Benefits:

Rate: $5.50-$6.00 per hour

• Flexible hours.
• Annual rate review.
• Company laptop.
• Monthly payments via wire transfer or Wise.

Please include your notice period and salary expectations.

Duration: 3 months. Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Bear Creek Wealth Management.