Compliance Officer

Founded in 1945 by an advisor who left a large brokerage to go independent. Planning is done in RightCapital and portfolios are managed in Orion. Founded in 1945, we now have 12 employees. Compliance reviews outgoing client email, so expect to write carefully.

Overview

The Compliance Officer monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. We want someone thorough who documents everything and is comfortable telling a business line no. This role is fully remote within the Netherlands. Flexible hours with a daily team call in the morning.

Job duties

• Maintain the compliance risk assessment
• Perform enhanced due diligence reviews on higher-risk accounts
• Advise managers on regulatory questions in day-to-day operations
• Write and update compliance policies and procedures
• Investigate customer complaints that raise compliance issues

Qualifications

• 3+ years of compliance, audit or risk experience in banking or financial services
• Organised, with a careful approach to documentation
• Strong writing for policies, findings and board reports
• Bachelor's degree in business, finance or a related field
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Working knowledge of BSA/AML, OFAC and consumer lending regulations

Pluses

• Experience with fintech partnerships

Perks and benefits

€4,100-€4,500 monthly

• Pension scheme
• 25 annual leave days
• Home office allowance

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Advies van den Heuvel B.V..