Compliance Manager

Regional offices in London and five other cities support agents and policyholders. Catastrophe teams deploy adjusters within days of a major storm. Founded in 1988, we now have 4,900 employees. Most of the office has been here more than ten years.

About the role

This role prepares for regulatory exams and works directly with examiners. Yewbench Assurance needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. Our headquarters is in London, and about a third of the team works remotely from other countries. This is a long-term contractor role, paid monthly in USD. You will need to be available during UK office hours, at least until 3:00 PM GMT. We send you a laptop and the accessories you need on day one.

Main duties

• Test branch and lending processes against policy and regulation
• Write and update compliance policies and procedures
• Perform enhanced due diligence reviews on higher-risk accounts
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Report compliance metrics to the compliance committee and board
• Advise managers on regulatory questions in day-to-day operations
• Maintain the compliance risk assessment

Qualifications

• 7+ years of compliance, audit or risk experience in banking or financial services
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Sound judgment and the confidence to escalate
• Comfortable training groups and presenting to committees
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Organised, with a careful approach to documentation

Preferred qualifications

• Fair lending (HMDA, CRA) experience
• Experience with fintech partnerships
• CAMS or CRCM certification
• Law degree

Pay and benefits

• Monthly internet allowance
• Paid time off
• Flexible hours
• Annual rate review

Duration: 6 months. Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Yewbench Assurance.