Compliance Manager

Small business owners and physicians make up a large share of the client list. Quarter-end is busy, and everyone helps with client review prep.

Looking for a Compliance Manager who wants to stay somewhere for a while. We want someone thorough who documents everything and is comfortable telling a business line no. This is a long-term contractor role, paid monthly in USD. You will need at least 4 hours of overlap with US Eastern time.

Responsibilities

• Write and update compliance policies and procedures.
• Track regulatory changes and assess their effect on products and processes.
• Review suspicious activity alerts and prepare SAR filings within deadlines.
• Perform enhanced due diligence reviews on higher-risk accounts.
• Vet new products, marketing materials and disclosures before launch.

You'll need

• 8+ years of compliance, audit or risk experience in banking or financial services.
• Strong writing for policies, findings and board reports.
• Comfortable training groups and presenting to committees.
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)

Why work with us

Rate: ₹22,00,000 - ₹24,00,000 pa

• Paid time off.
• Monthly payments via wire transfer or Wise.
• Company laptop.

Candidates must be eligible to work in India.

Duration: 3 months. Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at WK Investment Partners.