Compliance Manager

Advisors, operations, compliance and technology teams total roughly 1,300 people. Tidebridge manages assets for more than 200,000 clients through 120 offices. Most staff have been with the firm for more than eight years.

Overview:

We are adding a Compliance Manager to our Regulatory Compliance team. We want someone thorough who documents everything and is comfortable telling a business line no. Remote, open to candidates across India. Reliable internet and a power backup are a must.

Duties:

• Maintain the compliance risk assessment
• Report compliance metrics to the compliance committee and board
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Advise managers on regulatory questions in day-to-day operations
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Test branch and lending processes against policy and regulation

Qualifications:

• 7+ years of compliance, audit or risk experience in banking or financial services
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Sound judgment and the confidence to escalate
• Bachelor's degree in business, finance or a related field
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Comfortable training groups and presenting to committees

Preferred:

• CAMS or CRCM certification
• Fair lending (HMDA, CRA) experience
• Excel or SQL for transaction analysis
• Law degree

Compensation: ₹13,50,000 - ₹17,50,000 per annum

What you get:

• Health insurance for you and your family
• Provident fund
• Paid leave
• Internet reimbursement
• Gratuity

We may close the role early, so do not wait too long to apply.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Tidebridge.