Compliance Manager

From an office in Phoenix, Pioneer Valley Lending runs payment processing for property managers and HOAs. Founded in 1971, we now have 60 employees. Licensing exams (SIE, Series 7, Series 66) are paid for, with study time during work hours.

The Compliance Manager monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. You can work from home anywhere in the US. We have no office requirement. You can set your own hours around a daily morning check-in. We use Slack, Notion and Google Meet. Cameras on for team calls.

What you'll be doing:

• Write and update compliance policies and procedures
• Perform enhanced due diligence reviews on higher-risk accounts
• Test branch and lending processes against policy and regulation
• Review suspicious activity alerts and prepare SAR filings within deadlines
• Track regulatory changes and assess their effect on products and processes
• Coordinate regulatory exams and audit requests, and follow findings to closure

You'll need:

• 8+ years of compliance, audit or risk experience in banking or financial services
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Sound judgment and the confidence to escalate

Benefits:

Rate: $124,000 - $152,000/year

• Health insurance
• 401(k) with 4% match
• Paid time off

Interview process: a phone call, a meeting with the hiring manager, and a final conversation with the team.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Pioneer Valley Lending.