Compliance Manager

From an office in Phoenix, Pioneer Valley Lending runs payment processing for property managers and HOAs. Founded in 1971, we now have 60 employees. Licensing exams (SIE, Series 7, Series 66) are paid for, with study time during work hours.

This is a backfill for a team member who moved to another team. The Compliance Manager monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. Remote position. Most of the team is in Phoenix, but nobody is required to come in. You can set your own hours around a daily morning check-in.

Day to day

• Track regulatory changes and assess their effect on products and processes.
• Write and update compliance policies and procedures.
• Maintain the compliance risk assessment.
• Vet new products, marketing materials and disclosures before launch.
• Investigate customer complaints that raise compliance issues.
• Test branch and lending processes against policy and regulation.
• Advise managers on regulatory questions in day-to-day operations.
• Review suspicious activity alerts and prepare SAR filings within deadlines.

Minimum qualifications

• 7+ years of compliance, audit or risk experience in banking or financial services.
• Organized, with a careful approach to documentation.
• Bachelor's degree in business, finance or a related field.
• Working knowledge of BSA/AML, OFAC and consumer lending regulations.

Also helpful

• CAMS or CRCM certification.
• Law degree.

What you get

Compensation: $127,000 - $169,000/year

• Medical, dental and vision insurance.
• 401(k) with company match.
• Paid time off.
• Employee discount.
• Professional development budget.

EOE. We participate in E-Verify.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Pioneer Valley Lending.