Compliance Manager

Our office is in a converted house near downtown Augusta.

Parkside Wealth Management needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. Remote, open to candidates across the US.

Duties

• Track regulatory changes and assess their effect on products and processes
• Write and update compliance policies and procedures
• Report compliance metrics to the compliance committee and board
• Perform enhanced due diligence reviews on higher-risk accounts
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Advise managers on regulatory questions in day-to-day operations
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Vet new products, marketing materials and disclosures before launch

About you

• 7+ years of compliance, audit or risk experience in banking or financial services
• Comfortable training groups and presenting to committees
• Bachelor's degree in business, finance or a related field
• Organized, with a careful approach to documentation
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)

What we offer

Salary range: $134,000 - $159,000 per year

• Cell phone reimbursement
• Short- and long-term disability
• Life insurance
• 401(k) with 4% match
• 401(k) with company match
• Referral program

Interview process: a phone call, a meeting with the hiring manager, and a final conversation with the team.

Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Parkside Wealth Management LLC.