Compliance Manager

Regulatory oversight is constant, and the compliance department is one of the largest in the company. Ochrepoint manages assets for more than 200,000 clients through 120 offices. Dress is business casual, and suits come out for client meetings.

About the role:

Looking for a Compliance Manager who wants to stay somewhere for a while. This role prepares for regulatory exams and works directly with examiners. We want someone thorough who documents everything and is comfortable telling a business line no. You can work from home anywhere in the US. We have no office requirement. Normal working hours, Monday to Friday.

Essential duties and responsibilities:

• Investigate customer complaints that raise compliance issues
• Vet new products, marketing materials and disclosures before launch
• Test branch and lending processes against policy and regulation
• Advise managers on regulatory questions in day-to-day operations
• Write and update compliance policies and procedures
• Track regulatory changes and assess their effect on products and processes
• Report compliance metrics to the compliance committee and board

Minimum qualifications:

• 7+ years of compliance, audit or risk experience in banking or financial services
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Sound judgment and the confidence to escalate
• Bachelor's degree in business, finance or a related field
• Strong writing for policies, findings and board reports
• Comfortable training groups and presenting to committees

Nice to have:

• Law degree
• CAMS or CRCM certification
• Fair lending (HMDA, CRA) experience
• Prior work as a bank examiner

Salary: $131,000 - $169,000 annually

Perks and benefits:

• Medical, dental and vision insurance
• 401(k) with company match
• Paid time off
• Short- and long-term disability
• Paid holidays
• Flexible spending account

Ochrepoint is an Equal Opportunity Employer, including disability and protected veteran status.

No agencies or third-party recruiters, please.

Please include a short note on why this role interests you.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Ochrepoint.