Compliance Manager

About Maple Grove Investment Partners

We know our clients well, often three generations of the same family.

The Compliance Manager monitors and tests compliance with banking regulations at a community bank with $2.5B in assets and 30 branches. Remote position. Most of the team is in Charlotte, but nobody is required to come in. Good written English matters here, since most updates are written.

Your responsibilities

• Investigate customer complaints that raise compliance issues
• Perform enhanced due diligence reviews on higher-risk accounts
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Advise managers on regulatory questions in day-to-day operations
• Write and update compliance policies and procedures
• Review suspicious activity alerts and prepare SAR filings within deadlines
• Track regulatory changes and assess their effect on products and processes
• Test branch and lending processes against policy and regulation

What you'll need

• 8-10 years of compliance, audit or risk experience in banking or financial services
• Sound judgment and the confidence to escalate
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Familiar with AML monitoring systems such as Verafin or Abrigo

Bonus points

• Law degree
• Fair lending (HMDA, CRA) experience

Perks and benefits

• Short- and long-term disability
• Profit sharing
• Professional development budget
• 401(k) with a 100% match up to 5%
• Paid sick leave
• Home office stipend
• Paid holidays

No recruitment agencies, please.

We read every application and reply within about a week.

Start: Flexible.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Maple Grove Investment Partners Inc..