Compliance Manager

Advisors, operations, compliance and technology teams total roughly 840 people. Since 1994, the firm has grown through acquisitions of independent advisory practices.

POSITION SUMMARY

We are adding a Compliance Manager to our Risk and Compliance team. This role prepares for regulatory exams and works directly with examiners. This role is fully remote within the US. Normal working hours, Monday to Friday. You will write a lot of updates, so clear written English is important.

RESPONSIBILITIES

• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Maintain the compliance risk assessment
• Report compliance metrics to the compliance committee and board
• Advise managers on regulatory questions in day-to-day operations
• Track regulatory changes and assess their effect on products and processes
• Vet new products, marketing materials and disclosures before launch

WHAT YOU NEED

• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Familiar with AML monitoring systems such as Verafin or Abrigo
• Sound judgment and the confidence to escalate
• Comfortable training groups and presenting to committees
• Strong writing for policies, findings and board reports
• Bachelor's degree in business, finance or a related field

NICE TO HAVE

• CAMS or CRCM certification
• Fair lending (HMDA, CRA) experience

$131,000 - $157,000 per year

COMPENSATION AND BENEFITS

• Medical, dental and vision insurance
• 401(k) with company match
• Paid holidays
• Employee discount
• Vision insurance

EOE. We participate in E-Verify.

We are unable to sponsor visas for this position.

No agencies or third-party recruiters, please.

Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Green Valley Investment Partners.