Compliance Manager

We serve more than two million consumer, small business and commercial clients. Digital adoption is high, and over 70 percent of transactions now happen on mobile.

Overview

We are creating this position because the workload has grown. We want someone thorough who documents everything and is comfortable telling a business line no. Clayside Financial needs someone who knows BSA/AML and consumer compliance and can explain regulations to branch staff in plain terms. We engage team members in India as full-time contractors. Most of our contractors have been with us for more than two years. Core hours are 10:00 to 15:00 CET. You get a company laptop and a headset before you start.

Job duties

• Track regulatory changes and assess their effect on products and processes
• Test branch and lending processes against policy and regulation
• Vet new products, marketing materials and disclosures before launch
• Coordinate regulatory exams and audit requests, and follow findings to closure
• Report compliance metrics to the compliance committee and board
• Investigate customer complaints that raise compliance issues
• Monitor compliance with BSA/AML, OFAC and consumer rules such as Reg E, Reg Z and TRID
• Review suspicious activity alerts and prepare SAR filings within deadlines

Qualifications

• Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators)
• Working knowledge of BSA/AML, OFAC and consumer lending regulations
• Bachelor's degree in business, finance or a related field
• Strong writing for policies, findings and board reports
• Familiar with AML monitoring systems such as Verafin or Abrigo

Benefits

• Annual rate review
• Company laptop
• Monthly internet allowance
• Monthly payments via wire transfer or Wise

Applications are reviewed weekly.

Duration: 12 months. Start: Within 30 days.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Clayside Financial AG.