Chief Compliance Officer

Company overview

Everyone here is salaried. Nobody is paid on product sales. Planning is done in RightCapital and portfolios are managed in Orion. We started in 1990 and have grown to about 35 people.

We're looking for a Chief Compliance Officer to join our team. This is a remote role. This role prepares for regulatory exams and works directly with examiners. Remote within the US. The team meets in Milwaukee once a quarter, travel covered.

Essential duties and responsibilities

Write and update compliance policies and procedures. Train employees on annual compliance topics and new rules. Report compliance metrics to the compliance committee and board. Track regulatory changes and assess their effect on products and processes. Review suspicious activity alerts and prepare SAR filings within deadlines. Investigate customer complaints that raise compliance issues.

What you'll need

8+ years of compliance, audit or risk experience in banking or financial services. Strong writing for policies, findings and board reports. Experience with regulatory exams (FDIC, OCC, Federal Reserve or state regulators). Working knowledge of BSA/AML, OFAC and consumer lending regulations. Comfortable training groups and presenting to committees. Sound judgment and the confidence to escalate.

Also helpful

CAMS or CRCM certification. Law degree.

Compensation and benefits

Pay: $181,000 - $200,000 annually

Home office stipend. $1,000 home office setup budget.

Torchpost is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Duration: 9 months. Start: Immediately.

Demo job created on 11jobs for testing and demonstrations. It is not an actual opening at Torchpost LLC.